Assistant Vice President/VP, Legal & Regulatory, Equities Compliance (Reporting & Operations)
Singapore, SG, 238891
Temasek is a global investment company headquartered in Singapore, with a net portfolio value of S$389 billion (US$288b, €267b, £228b, RMB2.08t) as at 31 March 2024. Marking our unlisted assets to market would provide S$31 billion of value uplift and bring our mark to market net portfolio value to S$420 billion.
Our Purpose “So Every Generation Prospers” guides us to make a difference for today’s and future generations.
Operating on commercial principles, we seek to deliver sustainable returns over the long term.
We have 13 offices in 9 countries around the world: Beijing, Hanoi, Mumbai, Shanghai, Shenzhen, and Singapore in Asia; and Brussels, London, Mexico City, New York, Paris, San Francisco, and Washington, DC outside Asia.
For more information on Temasek, please visit www.temasek.com.sg
For Temasek Review 2024, please visit www.temasekreview.com.sg
For Sustainability Report 2024, please visit www.temasek.com.sg/SR2024
Introduction
We are recruiting an equities reporting and operations professional to join our regulatory and compliance team based in Singapore (which is part of the firm’s Legal and Regulatory Department). This role will report to the Joint Head, Legal & Regulatory.
Responsibilities
- Ensure that Temasek is compliant with a wide range of equities disclosure of interest and regulatory reporting obligations (to trading venues, and regulators including SEC, MAS, CSRD, and FCA).
- Partner with Legal & Regulatory colleagues and other stakeholders to accurately represent the firm’s equity interests traded via cash and derivative instruments.
- Support the BAU running of operational activities, including meeting deadlines, and delivering against KPIs.
- Lead, supervise, and develop the equities reporting team, including workload management and professional development.
- Ensure policies and processes in place to avoid incorrect submissions, and filings- to maintain and improve overall compliance with our regulatory responsibilities to trading venues and regulators.
- Participation in internal projects focused on process and operational improvement and/or Industry/Regulatory change.
- Analysis of regulatory changes related to order, trade, and/or transaction data.
- Execute control practices, including compliance with all regulatory and policy requirements, including data quality standards
- Supports the response to regulatory agencies and internal control partners on inquiries and reporting incidents
Requirements
As a successful candidate, you'd ideally have the following skills and exposure:
- Bachelor's Degree with minimum 8 years of experience; Professional qualifications (e.g., CA, CFA, CPA) are a plus.
- Experience in equities reporting including position reporting, substantial shareholding disclosures, and disclosure of interest.
- Working knowledge about financial markets, regulatory landscape and associated processes, including the lifecycle of a trade.
- Experience with equities reporting, in particular MIFID, EMIR, SEC, SFC or similar global reporting obligations.
- Experience delivering large-scale equities reporting implementation projects.
- Working knowledge of financial products, in particular ETFs, F&O, and OTC derivatives
- Strong technical and data analytical skills (i.e., Excel, and other similar applications) with experience in analyzing, managing and reporting from large sets of structured data (e.g., books and records data).
- Influences and delivers, results through collaborative relationship with key partners and stakeholders
- Ability to work independently and under pressure, prioritize work and deliver against regulatory deadlines and a dynamic environment.
